Credentials and Industry Experience

Your securities litigation is too important to leave to chance. Leverage my insider knowledge and expertise to maximize your odds of success. With only one opportunity to get it right, make sure you have a seasoned professional on your side. Contact me today to discuss your case and discover how my knowledge and as your expert can help you build a compelling, powerful, fact-filled argument that wins cases in court or arbitration.

Expert Testimony and Key Insights

My substantial knowledge and experience in the securities industry equip me with the ability to provide convincing testimony, thorough analysis, and invaluable insights that can make a significant impact on your legal strategy.

I have completed extensive training in financial planning, investments, taxes, insurance, and estate and retirement planning. See below some of my additional credentials. I have also completed continuing education programs and ethics classes to maintain my certification status.

Served On The FINRA Board Of Governors

Served As A Panelist On FINRA Disciplinary Hearings

Graduate of Florida State University with a degree in Finance

Graduate of Florida State University with a degree in Criminology

Certified Financial Planner™ (CFP™)

Charter Financial Consultant (ChFC)

Charter Life Underwriter (CLU)

General Securities Principal (Series 24)

Registered Options Principal (Series 4)

Municipal Securities Principal (53)

Compliance Officer (Series 14)

Served on FINRA Small Firm Advisory Board

Served on FINRA District Business Conduct Committee

General Securities Representative (Series 7)

Securities Industry Essentials (SIE)

Investment Banking Registered Representative (Series 79)

Operations Professional (Series 99)

Uniform Securities Agent (Series 63)

Compliance Officer Examination (Series 14)

Life Insurance license

Variable Insurance License

Health Insurance License

Try & Find Someone More Qualified

Wide industry recognition and featured in these publications

Reach Out Today to Discuss Your Case

Feel free to reach out today to discuss your case and explore how my expertise can benefit you. I’m here to provide the insights and guidance you need to succeed. Don’t hesitate—contact me now to take the first step toward a winning strategy.